If I teach forex in a class setting for an Introductory Broker do I need a series 3 license? Since the IB technically is soliciting clients through me, I feel I might need it.
If I teach forex in a class setting for an Introductory Broker do I need a series 3 license? Since the IB technically is soliciting clients through me, I feel I might need it.
Ignored
are you trading these people's money? are you calling yourself a CTA? are you giving trading advice to more than fifteen people? if not, then you don't need to register for it. i would advise doing it just in case, however. with the rate they are changing rules, one day it'll be ok, the next they'll hang you naked for it.
are you trading these people's money? are you calling yourself a CTA? are you giving trading advice to more than fifteen people?
Ignored
I am only teaching how to trade forex, however the IB i work for is recruiting clients to earn commission. As I understand it, you need it if you are recruiting clients for an IB. However, I am just teaching, so I am unsure where I stand. Thank you blacksun1 for your input
I am only teaching how to trade forex, however the IB i work for is recruiting clients to earn commission. As I understand it, you need it if you are recruiting clients for an IB. However, I am just teaching, so I am unsure where I stand. Thank you blacksun1 for your input
Ignored
you should be fine then. as long as you are only teaching, there is nothing to worry about
