- From sec.gov|6 hr ago
The Securities and Exchange Commission today announced settled charges against broker-dealer Citadel Securities LLC for violating a provision of Regulation SHO, the regulatory framework designed to address abusive short selling practices, which requires broker-dealers to mark sale orders as long, short, or short exempt. These records are routinely used by ...
- From thestreet.com|13 hr ago
The number of regulatory requests to offer a spot bitcoin exchange-traded fund (ETF) coming from a range of institutional financial firms has led to bullish speculation and remarkable excitement from the crypto market. As the U.S. Securities and Exchange Commission (SEC) considers such filings from BlackRock, Fidelity, ARK Invest and more, it seems like at ...
Sessions