- From sec.gov|Sep 22, 2023
The Securities and Exchange Commission today announced settled charges against broker-dealer Citadel Securities LLC for violating a provision of Regulation SHO, the regulatory framework designed to address abusive short selling practices, which requires broker-dealers to mark sale orders as long, short, or short exempt. These records are routinely used by ...
- From srikonomics.substack.com|12 hr ago
As widely expected, the Federal Open Markets Committee announced Wednesday that it will keep the Federal Funds rate unchanged. At the same time, 12 of 19 Fed officials suggested that the rate will be increased one more time this year — on November 1 or December 13. The remaining seven colleagues expect no further hike. The officials’ dot plot also showed ...
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